Personnel Hong Kong SFC License Details (ID 16685)

Personnel Hong Kong SFC License Details (ID 16685)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alliance Capital Partners Limited (HK)	RO	Dealing in securities	2014-04-02	-
	RO	Advising on corporate finance	2014-01-24	-
TC Capital International Limited	RO	Advising on corporate finance	2013-08-29	2013-10-31
	Rep	Advising on corporate finance	2013-07-23	2013-08-29
SOUTH CHINA SECURITIES LIMITED	RO	Dealing in securities	2012-01-27	2013-07-02
SOUTH CHINA CAPITAL LIMITED	RO	Advising on corporate finance	2011-10-03	2013-07-02
TC Capital International Limited	RO	Advising on corporate finance	2010-09-07	2011-09-01
EVOLUTION ASIA INVESTMENTS LIMITED	RO	Advising on securities	2003-04-01	2004-07-20
	RO	Asset management	2003-04-01	2004-07-20
	RO	Dealing in securities	2003-04-01	2010-03-31
	RO	Advising on corporate finance	2003-04-01	2010-08-31