Personnel SFC Licences and HKMA Registrations (ID 16697373)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2026-08-07	-
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2026-08-07	-
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-06-05	2019-06-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.