| TT INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2009-12-03 | 2013-03-01 |
| RO | Dealing in securities | 2009-12-03 | 2013-03-01 |
| RO | Asset management | 2009-08-28 | 2013-03-01 |
| TT INTERNATIONAL (LONDON) LIMITED | RO | Asset management | 2009-08-28 | 2013-03-01 |
| TT INTERNATIONAL (HONG KONG) LIMITED | Rep | Asset management | 2009-08-03 | 2009-08-28 |
| TT INTERNATIONAL (LONDON) LIMITED | Rep | Asset management | 2009-08-03 | 2009-08-28 |
| Morgan Stanley Asia Limited | RO | Advising on futures contracts | 2006-04-07 | 2009-02-27 |
| Morgan Stanley Hong Kong Futures Limited | RO | Providing automated trading services | 2005-02-16 | 2009-02-27 |
| RO | Dealing in futures contracts | 2005-02-16 | 2009-02-27 |
| Morgan Stanley Asia Limited | RO | Providing automated trading services | 2004-12-10 | 2009-02-27 |
| RO | Dealing in securities | 2004-12-10 | 2009-02-27 |
| Morgan Stanley Hong Kong Securities Limited | RO | Dealing in securities | 2004-12-10 | 2009-02-27 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2004-08-18 | 2004-12-10 |
| Rep | Dealing in securities | 2004-08-18 | 2004-12-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2004-08-18 | 2005-02-16 |
| Rep | Dealing in futures contracts | 2004-08-18 | 2005-02-16 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2004-08-18 | 2004-12-10 |