Personnel Hong Kong SFC License Details (ID 16827)

Personnel Hong Kong SFC License Details (ID 16827)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BETA GLOBAL CAPITAL LIMITED	RO	Advising on corporate finance	2019-09-06	-
	Rep	Advising on corporate finance	2019-05-27	2019-09-06
CLC International Limited	RO	Dealing in securities	2013-04-03	2019-05-07
	RO	Advising on corporate finance	2013-01-29	2019-05-07
	Rep	Advising on corporate finance	2012-12-21	2013-01-29
Yuanta Securities (Hong Kong) Company Limited	RO	Advising on corporate finance	2006-07-08	2012-12-01
ICEA CAPITAL LIMITED	RO	Advising on corporate finance	2005-09-30	2006-01-02
	RO	Dealing in securities	2005-09-30	2006-01-02
	Rep	Advising on corporate finance	2005-09-21	2005-09-30
CNI GLOBAL CAPITAL LIMITED	Rep	Advising on corporate finance	2005-08-08	2005-09-21
	RO	Advising on corporate finance	2003-04-01	2004-05-11
Optima Capital Limited	RO	Advising on corporate finance	2003-04-01	2005-08-04