| China Vered Securities Limited | RO | Dealing in securities | 2013-12-03 | 2016-02-01 |
| Vantage New Generation Securities Limited | RO | Dealing in securities | 2012-08-03 | 2013-08-01 |
| RaffAello Securities (HK) Limited | RO | Dealing in securities | 2011-11-18 | 2012-02-08 |
| INTERCHINA FUTURES LIMITED | RO | Dealing in futures contracts | 2010-10-26 | 2011-11-15 |
| INTERCHINA SECURITIES LIMITED | RO | Dealing in securities | 2010-10-26 | 2011-11-15 |
| INTERCHINA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-10-04 | 2010-10-26 |
| INTERCHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-04 | 2010-10-26 |
| Future Growth Financial Services Limited | RO | Dealing in futures contracts | 2010-04-08 | 2010-10-01 |
| RO | Dealing in securities | 2010-04-08 | 2010-10-01 |
| JIMEI FUTURES LIMITED | RO | Dealing in futures contracts | 2008-12-09 | 2009-07-31 |
| JIMEI SECURITIES LIMITED | RO | Dealing in securities | 2008-12-09 | 2009-07-31 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | Advising on securities | 2008-06-16 | 2008-10-01 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2008-03-05 | 2008-10-01 |
| RO | Dealing in futures contracts | 2007-11-29 | 2008-10-01 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | Dealing in securities | 2007-01-30 | 2008-10-01 |
| GETTA SECURITIES LIMITED | RO | Dealing in futures contracts | 2004-12-23 | 2006-11-15 |
| RO | Dealing in securities | 2004-12-23 | 2006-11-15 |
| SINO-RICH SECURITIES & FUTURES LIMITED | RO | Advising on corporate finance | - | 2004-06-18 |
| RO | Advising on securities | - | 2004-06-18 |
| RO | Asset management | - | 2004-06-18 |
| RO | Dealing in securities | - | 2004-12-13 |