Chan, Siu Kei (SFC:BMT601) 陳少基

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nice Talent Asset Management Limited	RO	Dealing in securities	2024-01-10	-
	RO	Advising on securities	2020-05-06	-
	RO	Asset management	2020-05-06	-
Aspenwood Capital Limited	Rep	Advising on securities	2018-06-07	2019-12-27
	Rep	Asset management	2018-06-07	2019-12-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nice Talent Asset Management Limited	RO	Dealing in securities	2024-01-10	-
	RO	Advising on securities	2020-05-06	-
	RO	Asset management	2020-05-06	-
Aspenwood Capital Limited	Rep	Advising on securities	2018-06-07	2019-12-27
	Rep	Asset management	2018-06-07	2019-12-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.