Personnel Hong Kong SFC License Details (ID 16939937)

Personnel Hong Kong SFC License Details (ID 16939937)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAITONG INTERNATIONAL CAPITAL CO., LIMITED	Rep	Advising on corporate finance	2025-09-16	-
	Rep	Dealing in securities	2025-09-16	-
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2025-06-20	2025-08-31
	Rep	Dealing in securities	2025-06-20	2025-08-31
Grand Moore Capital Limited	Rep	Dealing in securities	2024-01-10	2025-06-06
	Rep	Advising on corporate finance	2022-07-18	2025-06-06
RED SUN CAPITAL LIMITED	Rep	Advising on corporate finance	2018-06-07	2022-07-15
	Rep	Dealing in securities	2018-06-07	2022-07-15