Personnel Hong Kong SFC License Details (ID 17060)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
THING ON SECURITIES LIMITED	Rep	Dealing in securities	2006-05-15	-
	RO	Dealing in securities	2005-11-11	2006-05-15
	Rep	Advising on corporate finance	2003-04-01	2004-11-29
	Rep	Advising on securities	2003-04-01	2004-11-29
	Rep	Asset management	2003-04-01	2004-11-29
	Rep	Dealing in securities	2003-04-01	2005-11-11