Personnel Hong Kong SFC License Details (ID 17128759)

Personnel Hong Kong SFC License Details (ID 17128759)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2024-10-16	2024-10-23
	Rep	Dealing in securities	2024-10-16	2024-10-23
	Rep	Advising on securities	2023-04-21	2023-04-28
	Rep	Dealing in securities	2023-04-21	2023-04-28
	Rep	Advising on securities	2023-02-10	2023-02-18
	Rep	Dealing in securities	2023-02-10	2023-02-18
	Rep	Advising on securities	2019-03-01	2022-09-01
	Rep	Dealing in securities	2019-03-01	2022-09-01
	Rep	Advising on securities	2018-09-12	2018-11-01
	Rep	Dealing in securities	2018-09-12	2018-11-01
	Rep	Advising on securities	2018-06-11	2018-09-10
	Rep	Dealing in securities	2018-06-11	2018-09-10