Personnel SFC Licences and HKMA Registrations (ID 17135)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	-	2003-07-18
	RO	Advising on futures contracts	-	2008-07-24
	RO	Advising on securities	-	2008-07-24
	RO	Asset management	-	2008-07-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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