Personnel SFC Licences and HKMA Registrations (ID 17139186)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2026-02-10	-
	Rep	Dealing in securities	2026-02-10	-
BNP PARIBAS ASSET MANAGEMENT SELECT ASIA LIMITED	Rep	Advising on securities	2024-11-20	2025-12-15
	Rep	Dealing in securities	2024-11-20	2025-12-15
China Universal Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2019-10-10	2024-09-26
	Rep	Asset management	2019-10-10	2024-09-26
	Rep	Dealing in securities	2019-10-10	2024-09-26
Yunfeng Asset Management Limited	Rep	Asset management	2018-09-06	2019-09-27
Yunfeng Financial Markets Limited	Rep	Advising on securities	2018-06-12	2019-09-27
	Rep	Dealing in securities	2018-06-12	2019-09-27
Yunfeng Securities Limited	Rep	Advising on securities	2018-06-12	2019-09-27
	Rep	Dealing in securities	2018-06-12	2019-09-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.