Personnel Hong Kong SFC License Details (ID 17147596)

Personnel Hong Kong SFC License Details (ID 17147596)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KuCoin HK Limited	Rep	Advising on securities	2020-10-08	2021-04-16
KuCoin Asset Management Limited	Rep	Asset management	2020-09-22	2021-04-16
KuCoin HK Limited	Rep	Dealing in securities	2020-09-22	2021-04-16
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2018-11-21	2020-07-03
South China Investment Management Limited	Rep	Asset management	2018-11-21	2020-07-03
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2018-11-21	2020-03-06
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2018-10-23	2020-07-03
Hao Tian International Securities Limited	Rep	Dealing in securities	2018-06-13	2018-10-03