Personnel Hong Kong SFC License Details (ID 17147607)

Personnel Hong Kong SFC License Details (ID 17147607)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2020-06-01	2026-03-09
	Rep	Advising on securities	2020-06-01	2026-03-09
	Rep	Dealing in securities	2020-06-01	2026-03-09
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2018-06-13	2020-02-24
	Rep	Advising on securities	2018-06-13	2020-02-24
	Rep	Dealing in securities	2018-06-13	2020-02-24
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2018-06-13	2020-02-24
	Rep	Advising on securities	2018-06-13	2020-02-24
	Rep	Dealing in securities	2018-06-13	2020-02-24