Personnel SFC Licences and HKMA Registrations (ID 17293673)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	RO	Advising on securities	2026-07-02	-
	RO	Dealing in securities	2026-07-02	-
	Rep	Advising on securities	2026-05-04	2026-07-02
	Rep	Dealing in securities	2026-05-04	2026-07-02
CMB International Asset Management Limited	RO	Advising on securities	2024-01-25	2026-02-25
	RO	Asset management	2024-01-25	2026-02-25
	RO	Dealing in securities	2024-01-25	2026-02-25
	Rep	Dealing in securities	2019-10-22	2024-01-25
	Rep	Advising on securities	2018-06-14	2024-01-25
	Rep	Asset management	2018-06-14	2024-01-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.