| Candescent Capital Limited | RO | Asset management | 2022-10-27 | - |
| RO | Advising on securities | 2022-02-07 | - |
| RO | Dealing in securities | 2022-02-07 | - |
| YUE XIU FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2017-10-27 | 2020-03-31 |
| RO | Dealing in futures contracts | 2017-10-27 | 2020-03-31 |
| YUE XIU SECURITIES COMPANY LIMITED | RO | Advising on futures contracts | 2017-10-27 | 2020-03-31 |
| RO | Dealing in futures contracts | 2017-10-27 | 2020-03-31 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2014-04-14 | 2017-10-27 |
| Rep | Dealing in futures contracts | 2014-04-14 | 2017-10-27 |
| YUE XIU SECURITIES COMPANY LIMITED | RO | Advising on securities | 2011-02-17 | 2020-03-31 |
| RO | Dealing in securities | 2011-02-17 | 2020-03-31 |
| Rep | Advising on securities | 2011-02-16 | 2011-02-17 |
| Rep | Dealing in securities | 2011-02-16 | 2011-02-17 |
| ABCI Securities Company Limited | RO | Advising on securities | 2005-11-15 | 2010-12-30 |
| RO | Providing automated trading services | 2003-04-01 | 2003-10-13 |
| RO | Dealing in securities | 2003-04-01 | 2010-12-30 |