Personnel SFC Licences and HKMA Registrations (ID 17479848)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS ASIA CAPITAL LIMITED	Rep	Advising on securities	2021-07-07	-
	Rep	Advising on corporate finance	2021-06-28	-
	Rep	Dealing in securities	2021-06-28	-
ALTUS CAPITAL LIMITED	Rep	Advising on corporate finance	2018-06-15	2021-06-15
ALTUS INVESTMENTS LIMITED (HK)	Rep	Dealing in securities	2018-06-15	2021-06-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AJ6429

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
DBS BANK LTD.	Dealing in securities	Non-EO	SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL	2025-02-27	—	Current
DBS BANK LTD.	Advising on securities	Non-EO	SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL	2025-02-27	—	Current
DBS BANK LTD.	Advising on corporate finance	Non-EO	SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL	2025-02-27	—	Current