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Leggett, Thomas James Hong Kong SFC License Details (ID 17483186)
Leggett, Thomas James
SFC ID:
BMY085
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
STATE STREET GLOBAL ADVISORS ASIA LIMITED
Rep
Dealing in futures contracts
2018-06-15
2018-07-13
Rep
Dealing in securities
2018-06-15
2018-07-13