Personnel Hong Kong SFC License Details (ID 1756)

Personnel Hong Kong SFC License Details (ID 1756)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mason Securities Limited	RO	Asset management	-	2005-03-08
	RO	Providing automated trading services	-	2005-03-08
	RO	Advising on corporate finance	-	2016-02-16
	RO	Advising on securities	-	2016-02-16
	RO	Dealing in securities	-	2016-02-16
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED	RO	Advising on corporate finance	-	2004-03-27
	RO	Advising on futures contracts	-	2004-03-27
	RO	Advising on securities	-	2004-03-27
	RO	Asset management	-	2004-03-27
	RO	Dealing in securities	-	2004-03-27
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	-	2005-03-08
	RO	Asset management	-	2005-03-08
	RO	Dealing in futures contracts	-	2016-02-16