Personnel Hong Kong SFC License Details (ID 17609670)

Personnel Hong Kong SFC License Details (ID 17609670)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2025-06-02	2025-11-27
	Rep	Dealing in securities	2025-06-02	2025-11-27
Market Securities (Hong Kong) Limited	Rep	Dealing in futures contracts	2024-06-12	2025-01-09
	Rep	Dealing in securities	2024-06-12	2025-01-09
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2021-09-01	2022-09-01
	Rep	Dealing in securities	2021-09-01	2022-09-01
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2021-04-19	2021-11-26
	Rep	Dealing in securities	2021-04-19	2021-11-26
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2020-05-06	2021-11-26
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2020-04-01	2021-08-31
	Rep	Dealing in futures contracts	2020-04-01	2021-08-31
	Rep	Dealing in securities	2020-04-01	2021-08-31
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2018-06-19	2020-03-31
	Rep	Dealing in securities	2018-06-19	2020-03-31