Personnel SFC Licences and HKMA Registrations (ID 17611827)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CPP INVESTMENTS APAC LIMITED	Rep	Dealing in securities	2022-03-22	-
CPPIB Asia Inc.	Rep	Dealing in securities	2021-06-17	2022-03-22
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2018-06-19	2021-04-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.