Webb-site Legacy

Zee, Helen 徐閔

SFC ID:ACU461

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Luk Fook Capital (HK) Limited	RO	Advising on corporate finance	2020-03-31	2022-02-14
	RO	Dealing in securities	2020-03-31	2022-02-14
	Rep	Advising on corporate finance	2020-02-26	2020-03-31
	Rep	Dealing in securities	2020-02-26	2020-03-31
LUK FOOK SECURITIES (HK) LIMITED	Rep	Advising on securities	2020-02-26	2022-02-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2016-08-17	2019-08-31
HAITONG INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2013-05-07	2019-08-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2013-05-07	2019-08-31
South West Capital Limited (d2013-12-11)	RO	Advising on corporate finance	2012-04-20	2013-01-28
	RO	Dealing in securities	2012-04-20	2013-01-28
Octal Capital Limited	RO	Dealing in securities	2011-11-24	2012-04-16
	RO	Advising on corporate finance	2011-06-01	2012-04-16
FIRST SHANGHAI CAPITAL LIMITED	RO	Advising on corporate finance	-	2011-05-31