Personnel Hong Kong SFC License Details (ID 17639218)

Personnel Hong Kong SFC License Details (ID 17639218)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ocean Blue Economic Asset Management Company Limited	RO	Advising on securities	2026-04-28	2026-09-21
	RO	Asset management	2026-04-28	2026-09-21
Awaken Thunder Capital Limited	RO	Dealing in securities	2024-08-30	2026-01-31
	RO	Advising on securities	2024-07-08	2026-01-31
	RO	Asset management	2024-07-08	2026-01-31
	Rep	Advising on securities	2024-06-06	2024-07-08
	Rep	Asset management	2024-06-06	2024-07-08
Ahead Asset Management Limited	RO	Advising on securities	2023-11-13	2024-05-17
	RO	Asset management	2023-11-13	2024-05-17
	Rep	Advising on securities	2023-09-28	2023-11-13
	Rep	Asset management	2023-09-28	2023-11-13
Regent Capital Management Limited	Rep	Advising on securities	2021-03-17	2023-09-08
	Rep	Asset management	2021-03-17	2023-09-08
Long Trends Securities Limited	Rep	Advising on securities	2020-08-10	2021-03-16
	Rep	Asset management	2020-08-10	2021-03-16
	Rep	Dealing in securities	2020-08-10	2021-03-16
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-01-02	2020-07-31
	Rep	Dealing in securities	2018-06-22	2018-12-01