Shi, Beiying 施蓓穎 SFC Licences and HKMA Registrations (ID 17639223)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DWS Investments Hong Kong Limited	Rep	Advising on securities	2026-10-05	-
	Rep	Asset management	2026-10-05	-
	Rep	Dealing in securities	2026-10-05	-
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2026-07-31	2026-08-21
	Rep	Advising on securities	2026-07-31	2026-08-21
	Rep	Asset management	2026-07-31	2026-08-21
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2026-07-31	2026-08-21
	Rep	Asset management	2026-07-31	2026-08-21
	Rep	Dealing in securities	2026-07-31	2026-08-21
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	Rep	Dealing in securities	2023-01-16	2026-07-24
	Rep	Advising on securities	2021-01-18	2026-07-24
	Rep	Asset management	2021-01-18	2026-07-24
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2018-06-22	2020-12-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.