Personnel Hong Kong SFC License Details (ID 17732)

Personnel Hong Kong SFC License Details (ID 17732)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RuiLian Financial Group Company Limited	Rep	Advising on securities	2023-04-11	2025-11-04
	Rep	Asset management	2023-04-11	2025-11-04
Austin Asia Securities Limited	RO	Advising on securities	2019-09-27	2020-03-25
	RO	Asset management	2019-09-27	2020-03-25
	Rep	Advising on securities	2019-09-16	2019-09-27
	Rep	Asset management	2019-09-16	2019-09-27
PROFIT ACCESS INVESTMENTS LIMITED	RO	Advising on securities	2018-03-14	2019-01-04
	RO	Asset management	2018-03-14	2019-01-04
Growth Track Asset Management Limited	RO	Asset management	2014-03-18	2017-06-13
VICTORY SECURITIES COMPANY LIMITED	Rep	Advising on securities	2010-05-04	2014-02-26
	Rep	Asset management	2010-05-04	2014-02-26
	Rep	Dealing in securities	2010-05-04	2014-02-26
GET NICE ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2007-03-06	2009-10-30
	Rep	Asset management	2007-03-06	2009-10-30
JW CAPITAL SECURITIES LIMITED	RO	Advising on securities	-	2003-09-16
	RO	Asset management	-	2003-09-16