Personnel SFC Licences and HKMA Registrations (ID 17898037)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ADVANCE ASSET MANAGEMENT LIMITED (HK)	RO	Asset management	2022-10-18	-
China On Securities Limited	RO	Asset management	2020-08-04	2021-03-22
SUCCESS ASSET MANAGEMENT LIMITED	Rep	Asset management	2018-06-26	2020-07-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.