Personnel Hong Kong SFC License Details (ID 17966)

Personnel Hong Kong SFC License Details (ID 17966)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mage Securities Limited	Rep	Dealing in securities	2024-01-23	2025-03-31
PrimeBless Capital Limited	RO	Advising on corporate finance	2020-12-09	-
BaoQiao Partners Capital Limited	RO	Advising on corporate finance	2017-05-08	2020-11-23
	RO	Dealing in securities	2017-05-08	2020-11-23
	Rep	Advising on corporate finance	2016-11-10	2017-05-08
	Rep	Dealing in securities	2016-11-10	2017-05-08
XinKong International Securities Limited	RO	Dealing in securities	2011-12-29	2016-05-13
	RO	Advising on corporate finance	2010-07-19	2016-05-13
	Rep	Advising on corporate finance	2010-05-12	2010-07-19
	Rep	Dealing in securities	2010-05-12	2011-12-29
DONVEX CAPITAL LIMITED	RO	Advising on corporate finance	2009-05-14	2010-04-15
	Rep	Advising on corporate finance	2009-03-30	2009-05-14
GALILEO CAPITAL LIMITED (d2009-12-31)	RO	Advising on corporate finance	2004-03-18	2008-11-01