| Citigroup Global Markets Asia Limited | RO | Dealing in futures contracts | 2019-03-13 | 2020-07-01 |
| RO | Advising on securities | 2013-10-15 | 2020-07-01 |
| RO | Providing automated trading services | 2013-10-15 | 2020-07-01 |
| RO | Dealing in securities | 2013-10-15 | 2020-07-01 |
| Rep | Dealing in futures contracts | 2013-06-03 | 2014-05-22 |
| Rep | Providing automated trading services | 2012-03-30 | 2013-10-15 |
| Rep | Dealing in securities | 2012-03-30 | 2013-10-15 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-03-30 | 2013-08-31 |
| Rep | Dealing in securities | 2012-03-30 | 2013-08-31 |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | - | 2004-02-11 |
| Rep | Advising on securities | - | 2004-02-11 |
| Rep | Providing automated trading services | - | 2006-01-23 |
| Rep | Dealing in securities | - | 2006-01-23 |