Personnel Hong Kong SFC License Details (ID 18035446)

Personnel Hong Kong SFC License Details (ID 18035446)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2023-02-22	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2023-02-22	-
Future Securities Limited (HK)	RO	Dealing in futures contracts	2022-07-25	2023-01-10
	Rep	Dealing in futures contracts	2022-05-13	2022-07-25
	Rep	Advising on futures contracts	2022-05-13	2023-01-10
	Rep	Advising on securities	2022-05-13	2023-01-10
	Rep	Asset management	2022-05-13	2023-01-10
	Rep	Dealing in securities	2022-05-13	2023-01-10
Huatai (Hong Kong) Futures Limited	Rep	Dealing in futures contracts	2019-07-10	2022-04-30
Future Securities Limited (HK)	Rep	Dealing in futures contracts	2018-06-28	2019-06-27
	Rep	Dealing in securities	2018-06-28	2019-06-27