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Bates, Timothy James (SFC:BND565) Hong Kong SFC License Details (ID 18114991)
Bates, Timothy James (SFC:BND565)
SFC ID:
BND565
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
SG SECURITIES (HK) LIMITED
Rep
Providing automated trading services
2018-06-29
2020-05-13
Rep
Dealing in futures contracts
2018-06-29
2022-08-12
Rep
Dealing in securities
2018-06-29
2022-08-12