Personnel SFC Licences and HKMA Registrations (ID 18400623)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2025-05-27	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2021-09-02	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2021-09-02	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2018-07-03	2021-07-16
	Rep	Dealing in securities	2018-07-03	2021-07-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.