Personnel SFC Licences and HKMA Registrations (ID 18402654)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-05-04	-
CMB International Securities Limited	Rep	Advising on securities	2021-03-03	-
	Rep	Dealing in securities	2021-03-03	-
Tongfang Securities Limited	Rep	Advising on securities	2018-07-03	2019-11-08
	Rep	Asset management	2018-07-03	2019-11-08
	Rep	Dealing in securities	2018-07-03	2019-11-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.