Personnel Hong Kong SFC License Details (ID 18453099)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on futures contracts	2020-02-04	2021-05-11
	Rep	Dealing in futures contracts	2020-02-04	2021-05-11
	Rep	Advising on securities	2019-05-29	2021-05-11
	Rep	Dealing in securities	2019-05-29	2021-05-11
GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2018-07-04	2018-09-10
	Rep	Asset management	2018-07-04	2018-09-10
	Rep	Dealing in securities	2018-07-04	2018-09-10