Personnel SFC Licences and HKMA Registrations (ID 1849638)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2024-10-16	-
	Rep	Asset management	2021-08-23	2024-10-16
	Rep	Advising on securities	2021-07-12	-
	Rep	Dealing in securities	2021-07-12	-
RRJ Management (HK) Limited	RO	Advising on securities	2021-04-07	2021-06-30
	RO	Dealing in securities	2021-04-07	2021-06-30
	Rep	Advising on securities	2015-05-12	2021-04-07
	Rep	Dealing in securities	2015-05-12	2021-04-07
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-02-03	2015-03-19
	Rep	Advising on securities	2012-02-03	2015-03-19
	Rep	Dealing in securities	2012-02-03	2015-03-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.