Personnel Hong Kong SFC License Details (ID 1849643)

Personnel Hong Kong SFC License Details (ID 1849643)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Houlihan Lokey (China) Limited	RO	Advising on corporate finance	2023-08-15	-
	RO	Advising on securities	2023-08-15	-
	RO	Dealing in securities	2023-08-15	-
	Rep	Advising on corporate finance	2012-10-03	2023-08-15
	Rep	Advising on securities	2012-10-03	2023-08-15
	Rep	Dealing in securities	2012-10-03	2023-08-15
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-02-03	2012-05-11
	Rep	Advising on securities	2012-02-03	2012-05-11
	Rep	Dealing in securities	2012-02-03	2012-05-11