Personnel SFC Licences and HKMA Registrations (ID 1849644)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	RO	Advising on corporate finance	2025-05-12	-
	RO	Dealing in securities	2025-05-12	-
	Rep	Advising on corporate finance	2024-08-05	2025-05-12
	Rep	Dealing in securities	2024-08-05	2025-05-12
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-02-03	2024-05-06
	Rep	Advising on securities	2012-02-03	2024-05-06
	Rep	Dealing in securities	2012-02-03	2024-05-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.