Personnel SFC Licences and HKMA Registrations (ID 1849649)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Green Court Capital Management Limited	Rep	Advising on securities	2017-04-28	-
	Rep	Asset management	2017-04-28	-
Neuberger Berman Asia Limited	Rep	Advising on securities	2012-02-03	2017-04-28
	Rep	Asset management	2012-02-03	2017-04-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.