Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 1850389)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Vanguard Investments Hong Kong Limited
RO
Advising on securities
2012-02-07
2016-12-31
RO
Dealing in securities
2012-02-07
2016-12-31