| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Fargo Space Partners Limited | RO | Advising on securities | 2025-03-18 | - |
| RO | Asset management | 2025-03-18 | - | |
| Gentleman Capital Limited | Rep | Advising on securities | 2024-07-30 | 2025-03-01 |
| Rep | Asset management | 2024-07-30 | 2025-03-01 | |
| Goldhorse Securities Limited | RO | Advising on securities | 2021-12-20 | 2022-12-15 |
| RO | Dealing in securities | 2021-12-20 | 2022-12-15 | |
| Rep | Advising on securities | 2021-05-13 | 2021-12-20 | |
| Rep | Dealing in securities | 2021-05-13 | 2021-12-20 | |
| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2020-07-09 | 2021-01-29 |
| Rep | Dealing in securities | 2020-06-11 | 2021-01-29 | |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-02-25 | 2020-05-17 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2019-02-25 | 2020-05-17 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2017-09-06 | 2019-02-18 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2017-09-06 | 2019-02-18 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2016-08-04 | 2017-08-23 |
| Rep | Dealing in securities | 2016-08-04 | 2017-08-23 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-08-04 | 2017-08-23 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2016-06-28 | 2016-07-12 |
| Rep | Dealing in securities | 2016-06-28 | 2016-07-12 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-01-09 | 2016-04-15 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-08-09 | 2016-04-15 |
| Hong Kong Securities (International) Company Limited | Rep | Dealing in securities | 2012-02-08 | 2013-07-31 |
No HKMA registrations in the collected records.