Personnel Hong Kong SFC License Details (ID 1851834)

Personnel Hong Kong SFC License Details (ID 1851834)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XCap Partners Limited	Rep	Advising on securities	2022-06-22	-
	Rep	Dealing in securities	2022-06-22	-
	RO	Advising on corporate finance	2021-07-07	-
	RO	Advising on securities	2021-07-07	2022-06-22
	RO	Dealing in securities	2021-07-07	2022-06-22
	Rep	Advising on corporate finance	2021-02-17	2021-07-07
	Rep	Advising on securities	2021-02-17	2021-07-07
	Rep	Dealing in securities	2021-02-17	2021-07-07
Evercore Asia Limited	Rep	Advising on securities	2018-10-18	2020-09-30
	Rep	Dealing in securities	2017-07-27	2020-09-30
	Rep	Advising on corporate finance	2012-02-09	2020-09-30