Personnel Hong Kong SFC License Details (ID 1852328)

Personnel Hong Kong SFC License Details (ID 1852328)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TULLETT PREBON (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2025-05-19	-
	Rep	Dealing in securities	2025-05-19	-
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-10-25	-
	Rep	Dealing in securities	2023-10-25	-
	RO	Dealing in futures contracts	2023-03-06	2023-10-25
	RO	Dealing in securities	2023-03-06	2023-10-25
	Rep	Dealing in futures contracts	2018-10-01	2023-03-06
	Rep	Dealing in securities	2018-10-01	2023-03-06
	Rep	Dealing in futures contracts	2012-02-13	2018-09-30
	Rep	Dealing in securities	2012-02-13	2018-09-30