Personnel Hong Kong SFC License Details (ID 1852333)

Personnel Hong Kong SFC License Details (ID 1852333)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VERACITY INVESTMENT CO., LIMITED	RO	Advising on securities	2015-02-02	2016-10-31
	RO	Asset management	2015-02-02	2016-10-31
	Rep	Advising on securities	2014-04-30	2015-02-02
	Rep	Asset management	2014-04-30	2015-02-02
SG SECURITIES (HK) LIMITED	Rep	Advising on futures contracts	2012-04-05	2013-11-09
	Rep	Advising on securities	2012-04-05	2013-11-09
	Rep	Asset management	2012-02-13	2013-11-09
	Rep	Dealing in futures contracts	2012-02-13	2013-11-09
	Rep	Dealing in securities	2012-02-13	2013-11-09