Personnel Hong Kong SFC License Details (ID 1854)

Personnel Hong Kong SFC License Details (ID 1854)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2023-02-20	2023-02-20
	Rep	Dealing in securities	2023-02-20	2023-02-20
	RO	Dealing in securities	2009-12-24	2023-02-20
EMPEROR FUTURES LIMITED	RO	Advising on futures contracts	2008-05-09	2023-02-01
	RO	Dealing in futures contracts	2008-05-09	2023-02-01
EMPEROR SECURITIES LIMITED (HK)	RO	Advising on securities	2008-05-09	2017-08-15
	RO	Dealing in securities	2008-05-09	2017-08-15
EMPEROR CORPORATE FINANCE LIMITED	RO	Dealing in securities	-	2007-03-31
	RO	Advising on securities	-	2007-04-20
	RO	Advising on corporate finance	-	2023-02-20
EMPEROR FUTURES LIMITED	RO	Asset management	-	2004-08-24
	RO	Advising on futures contracts	-	2007-04-20
	RO	Dealing in futures contracts	-	2007-04-20
EMPEROR SECURITIES LIMITED (HK)	RO	Advising on corporate finance	-	2004-08-24
	RO	Asset management	-	2004-08-24
	RO	Providing automated trading services	-	2004-08-24
	RO	Dealing in securities	-	2007-03-31
	RO	Advising on securities	-	2007-04-20