Personnel SFC Licences and HKMA Registrations (ID 1854940)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2020-10-21	-
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2020-10-21	-
	RO	Dealing in securities	2018-04-25	-
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-01-11	2020-10-21
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2018-01-11	2018-04-25
	Rep	Advising on securities	2018-01-11	2020-10-21
	RO	Dealing in securities	2015-06-04	2017-06-01
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2012-02-20	2017-06-01
	Rep	Dealing in securities	2012-02-20	2017-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.