Personnel Hong Kong SFC License Details (ID 1854942)

Personnel Hong Kong SFC License Details (ID 1854942)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Eddid Securities and Futures Limited	Rep	Leveraged foreign exchange trading	2022-11-14	-
	Rep	Dealing in futures contracts	2022-09-28	-
	Rep	Dealing in securities	2022-09-28	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2020-04-29	2022-09-09
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-04-29	2022-09-09
VALUABLE CAPITAL LIMITED	Rep	Advising on securities	2019-08-06	2020-01-06
	Rep	Dealing in futures contracts	2019-08-06	2020-01-06
	Rep	Dealing in securities	2019-08-06	2020-01-06
CLC FUTURES LIMITED	Rep	Advising on futures contracts	2017-12-12	2019-07-09
CLC SECURITIES LIMITED	Rep	Advising on securities	2017-12-12	2019-07-09
CLC FUTURES LIMITED	Rep	Dealing in futures contracts	2017-04-12	2019-07-09
CLC SECURITIES LIMITED	Rep	Dealing in securities	2017-04-12	2019-07-09
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-09-30	2016-06-04
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-09-30	2016-06-04
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2014-02-27	2014-08-27
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-02-27	2014-08-27
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2014-02-27	2014-08-27
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-05-10	2014-02-07
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-02-20	2014-02-07