Chia, James Ming Yao 謝名耀

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Athos Capital Limited	Rep	Asset management	2018-03-19	-
Vision Asset Management (HK) Limited	Rep	Asset management	2015-09-14	2018-02-28
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2012-02-22	2012-07-04
	Rep	Dealing in futures contracts	2012-02-22	2012-07-04
	Rep	Dealing in securities	2012-02-22	2012-07-04
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2012-02-22	2012-07-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Athos Capital Limited	Rep	Asset management	2018-03-19	-
Vision Asset Management (HK) Limited	Rep	Asset management	2015-09-14	2018-02-28
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2012-02-22	2012-07-04
	Rep	Dealing in futures contracts	2012-02-22	2012-07-04
	Rep	Dealing in securities	2012-02-22	2012-07-04
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2012-02-22	2012-07-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.