Personnel Hong Kong SFC License Details (ID 1857255)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Conning Asia Pacific Limited	RO	Advising on securities	2015-07-22	2016-12-14
	RO	Asset management	2015-07-22	2016-12-14
	RO	Dealing in securities	2015-07-22	2016-12-14
	RO	Advising on securities	2012-02-24	2012-09-04
	RO	Asset management	2012-02-24	2012-09-04
	RO	Dealing in securities	2012-02-24	2012-09-04