Personnel Hong Kong SFC License Details (ID 1858381)

Personnel Hong Kong SFC License Details (ID 1858381)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FAIR EAGLE FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2021-06-21	2022-09-21
FAIR EAGLE SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2021-06-11	2022-09-21
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2020-11-09	2020-12-21
AJ Securities Limited	Rep	Dealing in securities	2018-04-13	2020-05-03
Grand International Futures Co., Limited	Rep	Dealing in futures contracts	2017-10-16	2018-02-26
MFG Limited (HK)	Rep	Dealing in futures contracts	2016-09-07	2017-05-26
	Rep	Dealing in securities	2016-09-07	2017-05-26
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2015-08-03	2016-05-12
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-08-03	2016-05-12
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2012-02-28	2014-01-06