Personnel Hong Kong SFC License Details (ID 1859031)

Personnel Hong Kong SFC License Details (ID 1859031)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nittan Securities Asia Limited	Rep	Dealing in futures contracts	2015-04-21	2015-12-17
	Rep	Dealing in securities	2015-04-21	2015-12-17
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2014-12-05	2015-03-13
	Rep	Dealing in securities	2014-12-05	2015-03-13
TULLETT PREBON (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-11-20	2014-06-25
	Rep	Dealing in securities	2012-11-20	2014-06-25
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2012-02-29	2012-08-29
	Rep	Dealing in securities	2012-02-29	2012-08-29