Personnel Hong Kong SFC License Details (ID 1860684)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Fargo Securities Asia Limited	Rep	Advising on securities	2016-03-16	2016-06-28
	Rep	Dealing in securities	2016-03-16	2016-06-28
	RO	Advising on securities	2015-08-05	2016-03-16
	RO	Dealing in securities	2015-08-05	2016-03-16
	RO	Advising on corporate finance	2013-03-15	2016-06-28
	Rep	Advising on corporate finance	2012-03-02	2013-03-15
	Rep	Advising on securities	2012-03-02	2015-08-05
	Rep	Dealing in securities	2012-03-02	2015-08-05