Personnel Hong Kong SFC License Details (ID 1861261)

Personnel Hong Kong SFC License Details (ID 1861261)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MONEY CONCEPTS (ASIA) HOLDINGS LIMITED	Rep	Advising on securities	2022-01-06	2023-07-12
	Rep	Dealing in securities	2022-01-06	2023-07-12
MONEY CONCEPTS ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2022-01-06	2023-07-12
	Rep	Dealing in securities	2022-01-06	2023-07-12
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2019-01-23	2021-08-31
CASH Wealth Management Limited	Rep	Advising on securities	2015-03-10	2018-09-18
	Rep	Dealing in securities	2012-03-05	2012-12-12